Broadridge Financial Solutions (NYSE: BR) — Company Overview, News & Financial Data
Broadridge Financial Solutions provides technology and operations solutions to enhance efficiency in the financial services industry.

Broadridge Financial Solutions
Broadridge Financial Solutions is a global financial technology company providing critical infrastructure for the financial services industry. The company offers corporate governance, investor communications, trade execution, post-trade processing, and wealth management operations technology. Its solutions enable corporate issuers, mutual funds, asset managers, and broker-dealers to automate administrative, trading, regulatory, and clearing operations. Serving capital markets, wealth management, asset management, and consumer industries, the company processes proxy voting, shareholder communications, and trade settlements globally. Headquartered in Lake Success, New York, the firm operates across major international financial centers in North America, Europe, and Asia-Pacific.
Snapshot
Operations
Products and/or services of Broadridge Financial Solutions
- Governance and Regulatory Compliance: Processing investor proxy voting, annual report disclosures, fund regulatory communications, and stock transfer agency operations for publicly traded corporate issuers, mutual funds, and institutional market participants across international markets.
- Middle and Back Office Solutions: Providing trade matching, clearing, post-trade processing, multi-asset class settlement, asset servicing, and collateral management services for capital markets firms, institutional broker-dealers, and global financial institutions.
- Customer Communications: Delivering physical print and multi-channel digital communications, including investor account statements, tax forms, regulatory filings, and trade confirmations for retail banks, wealth management firms, and consumer institutions.
- Front Office Solutions: Offering multi-asset order management systems, portfolio management tools, corporate bond trading venues, fixed income connectivity, and securities financing software to support front-office institutional trading operations.
- Wealth Advisor Solutions: Supplying front-to-back wealth management platforms, advisor productivity tools, client portal interfaces, retirement administration systems, and enterprise portfolio reporting applications for financial advisors and wealth institutions.
- Data, Analytics and Digital Infrastructure: Delivering market intelligence tools, distribution analytics, regulatory transaction reporting, reference data services, and blockchain-enabled digital asset infrastructure for tokenized asset trading and servicing.
Broadridge Financial Solutions executive team
- Mr. Timothy C. GokeyCEO, Executive Officer & Executive Director
- Mr. Christopher J. PerryPresident & Executive Officer
- Mr. Richard J. DalyChair Emeritus
- Ms. Ashima GheiCorporate VP, Executive Officer & Chief Finance Officer
- Ms. Hope M. JarkowskiCorporate VP, Executive Officer & Chief Legal Officer
- Mr. Thomas P. CareyCorporate VP, Executive Officer and President of Global Technology & Operations
- Ms. Roz SmithChief Operating Officer
- Mr. Tyler DerrChief Technology Officer
- Mr. W. Edings ThibaultHead of Investor Relations & Corporate Communications
- Mr. Gregg RosenbergGlobal Head of Corporate Communications